Canadian Securities Administrators

If we’re angry about high prices, why do we let the investment industry get off easy?

Securities regulators propose dispute settlement system for investors

Securities regulators ramp up use of investor alerts to flag concerns

Canadian securities regulators impose further restrictions on unregistered crypto trading platforms

Advisors welcome scrutiny on ESG funds but say there are still many challenges facing investors

Women making small gains, but still troublingly underrepresented in boardrooms, executive offices

What’s changed in this year’s Canada’s Top Wealth Advisor ranking?

New climate for risk disclosures supports better investment decisions

Canada’s disclosure rules for ESG investing critiqued for not going far enough

New rules to require U.K. advisors to deliver good outcomes – will Canada follow?

Canada’s securities enforcement tails off, and the future looks no brighter

Canada continues relaxed regulation of ESG funds amid ‘greenwashing’ claims elsewhere

CSA’s proposal for company disclosures has downsides for investors

Merger of Canadian investment industry regulators heads to final stages with new board

Investors will pay the price if the holes in climate-disclosure regulations aren’t tightened

Canada’s next big step in sustainable finance - let’s get disclosure right

Globe Climate: It’s time to iron out climate-related disclosure

Why key aspects of the client-focused reforms may be dead on arrival

Banks cannot cut off third-party funds for clients, head of securities regulators group says

Advisors struggle to deal with rise of dementia among aging clients

Advocates want securities association’s diversity consultation to take broad approach

OSC to start enforcing new rules for unregistered crypto trading platforms

Investment industry groups push for quicker merger of regulators

Why the investment industry should prepare for more rigorous regulations

Amid surge in retail demand, cryptocurrency firms urged to improve disclosures for investors

Single self-regulatory body for Canada’s securities industry could launch quickly, mutual fund overseer says

How investment firms are tackling the adoption of the client-focused reforms

A strong case can be made for Ontario to support market passport system

MFDA expands proposal for merger of regulators

New rules for portfolio managers could redefine hiring practices at financial services firms

New rules make ‘at the market’ share offerings more popular

Regulators crack down on funds sold by discount brokers

Why advisors are reconsidering investors’ appetite for risk

Securities regulators warn about proposals to limit Ontario regulator’s enforcement powers

Investment industry could save millions if Canada’s regulatory organizations merge, report says